← SEC administrative proceedings

Morgan Stanley Smith Barney LLC

Exchange Act of 1934 · 34-88856, IA-5499 · 2020-05-12 · File 3-19793

Proceeding

Release Number

34-88856, IA-5499

Statutory Act

Exchange Act of 1934

File Number

3-19793

Publish Date

2020-05-12

Respondents

• Morgan Stanley Smith Barney LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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